Navigating Your Next Regulatory Examination: Stories from a Former Bank Regulatory Attorney

The regulatory environment has taken a more aggressive turn. Bank examiners are scrutinizing all facets of bank operations, including concentration risk, third-party relationships, CRA, fair lending, BSA/AML, capital and other compliance-heavy bank functions. In this session, we will discuss how to prepare for the examination process and best practices for responding enforcement matters. We will also discuss real situations and offer perspectives on how to work with the regulators in an advantageous manner.

For more information, view the agenda.