Navigating Your Next Regulatory Examination: Stories from a Former Bank Regulatory Attorney

The regulatory environment has taken a more aggressive turn. Bank examiners are scrutinizing all facets of bank operations, including concentration risk, third-party relationships, CRA, fair lending, BSA/AML, capital, and other compliance-heavy bank functions. We will discuss and best practices for responding enforcement matters. We will discuss real situations and offer perspectives on how to work with the regulators in an advantageous manner. 

Topics Include:

• How to prepare for the examination process
• Best practices for responding enforcement matters
• Situational examples
• Perspectives on how to work with the regulators in an advantageous manner

For more information, view the agenda.